FINRA – Securities Licensing Training

The Series 7 examination is the entry level securities examination for the US markets and is administered by the Financial Industry Regulatory Authority (FINRA). Upon completion an individual will qualify for the solicitation, purchase and/or sale of all securities products, including corporate securities, municipal securities, municipal fund securities, investment company products and variable contracts.

You must be sponsored by a FINRA member to sit the Series 7 examination.

Click here for more information on the exam.